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BSI PD ISO/IEC TR 5469:2024

$215.11

Artificial intelligence. Functional safety and AI systems

Published By Publication Date Number of Pages
BSI 2024 84
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PDF Catalog

PDF Pages PDF Title
2 undefined
7 Foreword
8 Introduction
11 1 Scope
2 Normative references
3 Terms and definitions
14 4 Abbreviated terms
5 Overview of functional safety
5.1 General
15 5.2 Functional safety
16 6 Use of AI technology in E/E/PE safety-related systems
6.1 Problem description
6.2 AI technology in E/E/PE safety-related systems
20 7 AI technology elements and the three-stage realization principle
7.1 Technology elements for AI model creation and execution
22 7.2 The three-stage realization principle of an AI system
7.3 Deriving acceptance criteria for the three-stage of the realization principle
23 8 Properties and related risk factors of AI systems
8.1 Overview
8.1.1 General
8.1.2 Algorithms and models
24 8.2 Level of automation and control
25 8.3 Degree of transparency and explainability
27 8.4 Issues related to environments
8.4.1 Complexity of the environment and vague specifications
8.4.2 Issues related to environmental changes
28 8.4.3 Issues related to learning from environment
29 8.5 Resilience to adversarial and intentional malicious inputs
8.5.1 Overview
8.5.2 General mitigations
8.5.3 AI model attacks: adversarial machine learning
30 8.6 AI hardware issues
31 8.7 Maturity of the technology
9 ​Verification and validation techniques
9.1 Overview
32 9.2 Problems related to verification and validation
9.2.1 Non-existence of an a priori specification
9.2.2 Non-separability of particular system behaviour
9.2.3 Limitation of test coverage
9.2.4 Non-predictable nature
9.2.5 Drifts and long-term risk mitigations
33 9.3 Possible solutions
9.3.1 General
9.3.2 Relationship between data distributions and HARA
34 9.3.3 Data preparation and model-level validation and verification
35 9.3.4 Choice of AI metrics
9.3.5 System-level testing
36 9.3.6 Mitigating techniques for data-size limitation
9.3.7 Notes and additional resources
9.4 Virtual and physical testing
9.4.1 General
9.4.2 Considerations on virtual testing
38 9.4.3 Considerations on physical testing
39 9.4.4 ​Evaluation of vulnerability to hardware random failures
9.5 ​Monitoring and incident feedback
9.6 A note on explainable AI
40 10 Control and mitigation measures
10.1 Overview
10.2 AI subsystem architectural considerations
10.2.1 Overview
10.2.2 Detection mechanisms for switching
43 10.2.3 Use of a supervision function with constraints to control the behaviour of a system to within safe limits
44 10.2.4 Redundancy, ensemble concepts and diversity
45 10.2.5 AI system design with statistical evaluation
10.3 Increase the reliability of components containing AI technology
10.3.1 Overview of AI component methods
10.3.2 Use of robust learning
46 10.3.3 Optimization and compression technologies
47 10.3.4 Attention mechanisms
10.3.5 Protection of the data and parameters
48 11 Processes and methodologies
11.1 General
11.2 Relationship between AI life cycle and functional safety life cycle
49 11.3 AI phases
11.4 Documentation and functional safety artefacts
11.5 Methodologies
11.5.1 Overview
11.5.2 Fault models
50 11.5.3 PFMEA for offline training of AI technology
51 Annex A (informative) Applicability of IEC 61508-3 to AI technology elements
64 Annex B (informative) Examples of applying the three-stage realization principle
69 Annex C (informative) Possible process and useful technology for verification and validation
72 Annex D (informative) Mapping between ISO/IEC 5338 and the IEC 61508 series
75 Bibliography
BSI PD ISO/IEC TR 5469:2024
$215.11